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Ryo Sasajima

Daiwa Capital Markets America Inc.

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About Ryo Sasajima

Ryo Sasajima is a registered representative with Daiwa Capital Markets America Inc. He holds a Series 3, 7TO, 24, 57TO, and 63 license. Ryo is registered in New York and New Jersey. Ryo Sasajima has been in the securities industry since 2020.

Firm Information

Ryo Sasajima is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryo Sasajima’s Registration & Firm History

NY

11/06/2020 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/30/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/2023

Series 24 - General Securities Principal Examination

BC

Issued 12/11/2020

Series 3 - National Commodity Futures Examination

BC

Issued 12/07/2020

Series 57TO - Securities Trader Exam

BC

Issued 11/01/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/04/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryo Sasajima.
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