Unclaimed
Ryo Sasajima is a registered representative with Daiwa Capital Markets America Inc. He holds a Series 3, 7TO, 24, 57TO, and 63 license. Ryo is registered in New York and New Jersey. Ryo Sasajima has been in the securities industry since 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/06/2020 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 12/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/11/2020
Series 3 - National Commodity Futures Examination
BC
Issued 12/07/2020
Series 57TO - Securities Trader Exam
BC
Issued 11/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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