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Ryland Thomas Carter

Apex Clearing Corp.

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About Ryland Thomas Carter

Ryland Carter is a financial professional who has been in the industry since 2021. Ryland Carter has a Series 7, Series 63, and SIE license. Ryland Carter is currently registered with Apex Clearing Corp. Ryland Carter has previously worked at Charles Schwab & Co., Inc., Robinhood Financial, LLC and Vanguard Marketing Corporation.

Firm Information

Ryland Carter is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryland Carter’s Registration & Firm History

TX

09/22/2023 - Present

Apex Clearing Corp. (DALLAS TX)

TX

12/14/2022 - 05/24/2023

CHARLES SCHWAB & CO., INC. (Westlake TX)

TX

02/23/2021 - 11/23/2022

ROBINHOOD FINANCIAL, LLC (Westlake TX)

NC

09/16/2020 - 02/22/2021

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/24/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/09/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryland Thomas Carter.
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