Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Ying-nam Cheng is a financial advisor registered with UBS Financial Services Inc. with over 20 years of experience in the financial services industry. Ryan Cheng has worked with firms including Morgan Stanley and Oppenheimer & Co. Inc. Ryan is licensed in multiple states and holds the Series 7, Series 63, and Series 65 licenses. Ryan Cheng has a strong focus on financial planning, portfolio management for individuals and businesses, and providing educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/10/2017 - Present
UBS Financial Services Inc. (Los Angeles CA)
CA
06/01/2009 - 10/07/2015
MORGAN STANLEY (BEVERLY HILLS CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
03/02/2007 - 04/02/2007
MORGAN STANLEY DW INC. (BEVERLY HILLS CA)
CA
01/03/2003 - 03/09/2007
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
NY
09/13/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CA
06/09/2000 - 09/14/2000
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
IA
Issued 04/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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