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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Woolford Swayze is an investment advisor representative with LPL Financial LLC, located in NEW ORLEANS, LA. Ryan is a registered investment advisor in Louisiana and Texas and has been in the industry since 2016. Ryan has a Series 66, Series 7, and SIE license. Ryan has experience with UBS Financial Services Inc., Morgan Stanley, and CETERA INVESTMENT SERVICES LLC. Ryan is also registered with Alabama, Illinois, New York and Texas. Ryan's firm, LPL Financial LLC, is a large firm with over $50 billion in assets under management. LPL Financial LLC provides advisory services such as financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
12/06/2022 - Present
LPL Financial LLC (NEW ORLEANS LA)
LA
10/08/2020 - 07/14/2021
CETERA INVESTMENT SERVICES LLC (NEW ORLEANS LA)
LA
04/14/2016 - 05/28/2020
MORGAN STANLEY (NEW ORLEANS LA)
LA
03/22/2016 - 04/04/2016
UBS FINANCIAL SERVICES INC. (NEW ORLEANS LA)
BOTH
Issued 06/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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