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Ryan William Regan

Equitable Distributors, LLC

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About Ryan William Regan

Ryan Regan is a financial advisor with Equitable Distributors, LLC in Charlotte, NC. Ryan has been in the securities industry since November 1997. Ryan is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 24, and 63 licenses. Ryan has experience working with various clients including individuals, families, and businesses. Ryan is a committed and dedicated financial advisor with a strong commitment to serving clients' needs.

Firm Information

Ryan Regan is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Regan’s Registration & Firm History

NC

08/04/2008 - Present

Equitable Distributors, LLC (Charlotte NC)

NY

05/12/2008 - 08/05/2008

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

IL

10/04/2002 - 02/25/2008

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

IL

06/03/1999 - 10/04/2002

AFD, INC. (NORTHBROOK IL)

TX

06/20/1997 - 03/10/1999

VAN KAMPEN FUNDS INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 06/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/1998

Series 7 - General Securities Representative Examination

BC

Issued 06/19/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan William Regan.
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