Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Walter Rogalski is a financial advisor at United Capital Financial Advisors. Ryan has been in the financial industry since 2003 and holds Series 6, 7, 9, 10, 63, and 65 licenses. Ryan has worked at several financial firms, including Mercer Allied Company, L.P., Goldman Sachs & Co. LLC, Cetera Advisor Networks LLC, and Girard Securities, Inc. Ryan currently works in the Memphis, TN office of United Capital Financial Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sub-adviser for other investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
02/19/2013 - Present
United Capital Financial Advisors (MEMPHIS TN)
TN
09/03/2020 - 11/14/2023
MERCER ALLIED COMPANY, L.P. (MEMPHIS TN)
MA
09/01/2020 - 11/14/2023
GOLDMAN SACHS & CO. LLC (HOLYOKE MA)
TN
11/01/2017 - 09/01/2020
CETERA ADVISOR NETWORKS LLC (MEMPHIS TN)
TN
03/01/2013 - 11/01/2017
GIRARD SECURITIES, INC. (MEMPHIS TN)
TN
07/21/2010 - 12/17/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MEMPHIS TN)
TN
02/18/2003 - 08/28/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MEMPHIS TN)
MN
07/01/2002 - 12/16/2002
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
04/03/2002 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 02/29/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/02/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/01/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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