Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Simmons is a registered representative with Principal Securities, Inc., based in DES MOINES, IA. Ryan holds Series 4, 7, 24, 52, 53, and 66 licenses and has been in the securities industry since 1998. Ryan has previously worked with MSI Financial Services, Inc., New England Securities, AXA Advisors, LLC, Country Club Financial Services, Inc., TheStreetDirect, LLC, All-Tech Direct, Inc., Insight Securities & Trading, Inc., Block Trading Inc., and Olde Discount Corporation. Ryan is also a licensed agent in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
IA
06/22/2017 - Present
Principal Securities, Inc. (DES MOINES IA)
KS
03/25/2017 - 05/18/2017
MML INVESTORS SERVICES, LLC (OVERLAND PARK KS)
KS
11/06/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
KS
04/25/2012 - 01/02/2015
NEW ENGLAND SECURITIES (OVERLAND PARK KS)
KS
11/11/2003 - 01/23/2012
AXA ADVISORS, LLC (OVERLAND PARK KS)
MO
03/14/2003 - 06/06/2003
COUNTRY CLUB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
NY
11/20/2000 - 01/29/2002
THESTREETDIRECT, LLC (NEW YORK NY)
NJ
03/24/1998 - 11/20/2000
ALL-TECH DIRECT, INC. (MONTVALE NJ)
NA
02/25/1998 - 03/26/1998
INSIGHT SECURITIES & TRADING, INC.
TX
10/18/1996 - 04/09/1997
BLOCK TRADING INC. (HOUSTON TX)
MI
02/09/1996 - 10/09/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 05/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2012
Series 4 - Registered Options Principal Examination
BC
Issued 05/25/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/29/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/08/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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