Unclaimed
Ryan Horne is a financial advisor with Morgan Stanley & Co. LLC in New York, NY. Ryan has been in the industry since 2016 and holds multiple licenses including Series 3, 7, 9, 10, 24, 63, 99TO, and SIE. Ryan has also passed the General Securities Principal Examination, the Registered Options Principal Examination, and the General Securities Sales Supervisor examinations. In the past, Ryan was also registered with E*TRADE SECURITIES LLC and Morgan Stanley in South Jordan, UT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/26/2023 - Present
Morgan Stanley & Co. LLC (NEW YORK NY)
UT
08/22/2023 - 08/09/2024
MORGAN STANLEY (South Jordan UT)
UT
04/28/2016 - 06/03/2024
E*TRADE SECURITIES LLC (South Jordan UT)
BC
Issued 05/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2021
Series 4 - Registered Options Principal Examination
BC
Issued 01/18/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/19/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2018
Series 3 - National Commodity Futures Examination
BC
Issued 04/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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