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Ryan Tormey

BMO Capital Markets Corp.

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About Ryan Tormey

Ryan Tormey is a financial professional with over 15 years of experience in the securities industry. Ryan is currently registered with BMO Capital Markets Corp. Ryan has held previous positions with firms such as KGS-ALPHA CAPITAL MARKETS, L.P., TRIBAL CAPITAL MARKETS, LLC, GUGGENHEIM SECURITIES, LLC, MF GLOBAL INC., AURIGA USA, LLC, BROADPOINT CAPITAL, INC., and UBS SECURITIES LLC. Ryan holds the Series 7, Series 63, and SIE licenses. Ryan is registered in 52 states and the District of Columbia. Ryan's current focus is on providing portfolio management services for pooled investment vehicles. Ryan is a valuable resource for investors seeking a skilled and experienced financial professional.

Firm Information

Ryan Tormey is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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Ryan Tormey’s Registration & Firm History

NY

09/01/2018 - Present

BMO Capital Markets Corp. (New York NY)

NY

03/06/2017 - 09/01/2018

KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)

FL

02/17/2016 - 02/22/2017

TRIBAL CAPITAL MARKETS, LLC (BRANDENTON FL)

NY

12/08/2011 - 02/12/2016

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

08/29/2011 - 12/05/2011

MF GLOBAL INC. (NEW YORK NY)

NY

03/05/2010 - 08/17/2011

AURIGA USA, LLC (NEW YORK NY)

NY

04/27/2009 - 03/08/2010

BROADPOINT CAPITAL, INC. (NEW YORK NY)

NY

01/24/2006 - 01/14/2009

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Tormey.
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