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Ryan Thomas Wurz

SG Americas Securities, LLC

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About Ryan Thomas Wurz

Ryan Thomas Wurz is a financial advisor with SG Americas Securities, LLC. Ryan has been in the industry for over 12 years and holds licenses for securities and commodities. Ryan has a broad range of experience and is registered in all 50 states, Puerto Rico and the District of Columbia.

Firm Information

Ryan Wurz is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Wurz’s Registration & Firm History

NY

02/07/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

10/04/2013 - 02/16/2023

MORGAN STANLEY & CO. LLC (New York NY)

CT

10/04/2012 - 09/20/2013

RBS SECURITIES INC. (STAMFORD CT)

NY

12/16/2010 - 10/16/2012

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/23/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/13/2023

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan Thomas Wurz.
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