Unclaimed
Ryan Thomas Shaw is a financial advisor registered with Cetera Investment Advisers LLC. Ryan has been in the financial industry since 2005 and has experience working with both individuals and businesses. Ryan holds the Series 7, Series 66, and SIE securities licenses, as well as registrations in over 20 states. Prior to joining Cetera Investment Advisers LLC, Ryan was a financial advisor at Ameriprise Financial Services, Inc., and IDS Life Insurance Company. Ryan currently works at Cetera Investment Advisers LLC's Waterloo, Iowa branch. In addition to his work as a financial advisor, Ryan is involved in a number of community organizations, including the Cedar Valley Sports Commission, the Boys & Girls Club of the Cedar Valley, and the Waterloo Community Schools Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
03/21/2024 - Present
Cetera Investment Advisers LLC (WATERLOO IA)
IA
06/29/2005 - 04/03/2008
AMERIPRISE FINANCIAL SERVICES, INC. (WATERLOO IA)
MN
06/29/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 7/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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