Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Jex is a financial advisor with RBC Capital Markets, LLC. Ryan has been in the industry since May 9, 2000. Ryan works out of the Minneapolis, MN office of RBC Capital Markets, LLC. Prior to RBC Capital Markets, LLC, Ryan worked at THRIVENT INVESTMENT MANAGEMENT INC., Piper Jaffray & Co., and DAIN RAUSCHER INCORPORATED. Ryan holds Series 7, 55, 63, and 66 licenses. Ryan also holds the Series 57TO and SIE licenses. Ryan has been registered with the state of Minnesota since April 11, 2017. Ryan specializes in providing financial advice to individuals, families, businesses, and institutions. Ryan's areas of expertise include portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
04/11/2017 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
05/05/2016 - 04/12/2017
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
06/08/2000 - 11/09/2015
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NY
11/01/1999 - 05/24/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
BOTH
Issued 12/15/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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