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Ryan Thomas Hauldren

Summit Securities Group LLC

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About Ryan Thomas Hauldren

Ryan Thomas Hauldren is a registered representative with Summit Securities Group LLC. Ryan's career in the financial services industry began on June 14, 2011. Ryan holds the Series 7, Series 57TO and SIE licenses. Ryan has been with Summit Securities Group LLC since August 2019. Prior to that, Ryan was registered with CMZ Trading, LLC and Summit Securities Group, LLC. Ryan has also previously been registered with VTRADER PRO, LLC.

Firm Information

Ryan Hauldren is currently registered with Summit Securities Group LLC. Summit Securities Group LLC is a Limited Liability Company formed on September 2, 2011. The firm has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Hauldren’s Registration & Firm History

NY

08/21/2019 - Present

Summit Securities Group LLC (NEW YORK NY)

IL

01/19/2018 - 07/31/2019

CMZ TRADING, LLC (CHICAGO IL)

NY

10/10/2012 - 01/18/2018

SUMMIT SECURITIES GROUP, LLC (NEW YORK NY)

CA

05/26/2011 - 10/29/2012

VTRADER PRO, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan Thomas Hauldren.
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