Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Thomas Fisher is a financial advisor with Morgan Stanley. Ryan is a registered representative of Morgan Stanley and holds a Series 7, Series 55, Series 63 and Series 65 license. Ryan has been working in the financial services industry since October 2005. Ryan is registered to provide investment advice in California and Texas. Ryan has worked at several firms in the past, including E*TRADE SECURITIES LLC, Fidelity Brokerage Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and J.P. Morgan Securities LLC. Ryan has extensive experience in providing a variety of financial services to individual investors, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/05/2023 - Present
Morgan Stanley (ROLLING HILLS CA)
CA
04/20/2018 - 09/05/2023
E*TRADE SECURITIES LLC (ROLLING HILLS CA)
CA
08/28/2017 - 04/23/2018
FIDELITY BROKERAGE SERVICES LLC (TORRANCE CA)
CA
07/13/2016 - 08/24/2017
E*TRADE SECURITIES LLC (TORRANCE CA)
CA
04/13/2015 - 07/08/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TORRANCE CA)
CA
06/03/2014 - 04/01/2015
J.P. MORGAN SECURITIES LLC (TORRANCE CA)
CA
01/03/2014 - 04/22/2014
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
01/03/2012 - 12/31/2013
CONCEPT CAPITAL MARKETS, LLC (LOS ANGELES CA)
CA
08/17/2005 - 12/31/2011
SANDERS MORRIS HARRIS INC. (LOS ANGELES CA)
IA
Issued 06/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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