Unclaimed
Ryan Saravo is a registered representative and investment advisor with Finalis Securities LLC. Ryan has been working in the securities industry since 2019. Ryan has passed the Series 66, Series 7TO and Series 79TO exams. Ryan holds a current registration with FINRA and has active registrations in California, Florida, Maryland and Texas. Ryan's previous experience includes working as a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in The Woodlands, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/28/2023 - Present
Finalis Securities LLC (New York NY)
TX
12/11/2019 - 02/14/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE WOODLANDS TX)
BOTH
Issued 01/08/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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