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Ryan Taylor Saravo

Finalis Securities LLC

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About Ryan Taylor Saravo

Ryan Saravo is a registered representative and investment advisor with Finalis Securities LLC. Ryan has been working in the securities industry since 2019. Ryan has passed the Series 66, Series 7TO and Series 79TO exams. Ryan holds a current registration with FINRA and has active registrations in California, Florida, Maryland and Texas. Ryan's previous experience includes working as a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in The Woodlands, TX.

Firm Information

Ryan Saravo is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Saravo’s Registration & Firm History

NY

06/28/2023 - Present

Finalis Securities LLC (New York NY)

TX

12/11/2019 - 02/14/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE WOODLANDS TX)

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Licenses & Designations

BOTH

Issued 01/08/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/29/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/11/2019

Series 7TO - General Securities Representative Examination

BC

Issued 11/01/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Taylor Saravo.
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