Unclaimed
Ryan Smith is a financial professional with over 10 years of experience in the securities industry. Ryan is currently registered with Cowen and Co. and holds the Series 7, Series 24, Series 99TO, and SIE licenses. Prior to joining Cowen and Co., Ryan was with Cowen Execution Services LLC and G-Trade Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/25/2018 - Present
Cowen AND Co. (LAKE MARY FL)
FL
04/01/2015 - 07/21/2020
COWEN EXECUTION SERVICES LLC (LAKE MARY FL)
NY
09/20/2012 - 04/01/2015
G-TRADE SERVICES LLC (NEW YORK NY)
BC
Issued 10/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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