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Ryan Smith

Cowen AND Co.

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About Ryan Smith

Ryan Smith is a financial professional with over 10 years of experience in the securities industry. Ryan is currently registered with Cowen and Co. and holds the Series 7, Series 24, Series 99TO, and SIE licenses. Prior to joining Cowen and Co., Ryan was with Cowen Execution Services LLC and G-Trade Services LLC.

Firm Information

Ryan Smith is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Smith’s Registration & Firm History

FL

06/25/2018 - Present

Cowen AND Co. (LAKE MARY FL)

FL

04/01/2015 - 07/21/2020

COWEN EXECUTION SERVICES LLC (LAKE MARY FL)

NY

09/20/2012 - 04/01/2015

G-TRADE SERVICES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/30/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan Smith.
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