Unclaimed
Ryan Leroux is a financial advisor with LPL Financial LLC. Ryan has been in the financial services industry since 2001. Ryan has a Series 7, Series 63, and Series 65 license. Ryan has experience with Concourse Financial Group Securities, Inc., National Planning Corporation, and FSC Securities Corporation. Ryan's current firm is LPL Financial LLC which is located in VALLEY CITY, ND.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ND
05/09/2023 - Present
LPL Financial LLC (VALLEY CITY ND)
ND
10/20/2011 - 06/01/2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (VALLEY CITY ND)
ND
01/24/2007 - 10/21/2011
NATIONAL PLANNING CORPORATION (VALLEY CITY ND)
ND
09/07/2006 - 01/22/2007
FSC SECURITIES CORPORATION (JAMESTOWN ND)
ND
08/01/2006 - 08/31/2006
NATIONAL PLANNING CORPORATION (VALLEY CITY ND)
ND
09/26/2001 - 07/07/2006
PRIMEVEST FINANCIAL SERVICES, INC. (VALLEY CITY ND)
IA
Issued 10/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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