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Ryan Scott Ward

Keefe, Bruyette & Woods, Inc.

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About Ryan Scott Ward

Ryan Ward is a financial advisor with Keefe, Bruyette & Woods, Inc., having joined the firm in December 2006. Ryan has been in the financial services industry since March 2001. Prior to joining Keefe, Bruyette & Woods, Inc., Ryan was with McConnell, Budd & Romano, Inc. and Moors & Cabot, Inc. Ryan is registered in 52 states and holds Series 7, 24, 55, 57TO and SIE licenses.

Firm Information

Ryan Ward is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Ward’s Registration & Firm History

NY

12/18/2006 - Present

Keefe, Bruyette & Woods, Inc. (NEW YORK NY)

NJ

04/08/2004 - 11/24/2006

MCCONNELL, BUDD & ROMANO, INC. (MORRISTOWN NJ)

MA

05/16/2003 - 03/31/2004

MOORS & CABOT, INC. (BOSTON MA)

NJ

02/22/2001 - 05/21/2003

MCCONNELL, BUDD & ROMANO, INC. (MORRISTOWN NJ)

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Licenses & Designations

BC

Issued 05/14/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/05/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/21/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan Scott Ward.
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