Unclaimed
Ryan Ward is a financial advisor with Keefe, Bruyette & Woods, Inc., having joined the firm in December 2006. Ryan has been in the financial services industry since March 2001. Prior to joining Keefe, Bruyette & Woods, Inc., Ryan was with McConnell, Budd & Romano, Inc. and Moors & Cabot, Inc. Ryan is registered in 52 states and holds Series 7, 24, 55, 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/18/2006 - Present
Keefe, Bruyette & Woods, Inc. (NEW YORK NY)
NJ
04/08/2004 - 11/24/2006
MCCONNELL, BUDD & ROMANO, INC. (MORRISTOWN NJ)
MA
05/16/2003 - 03/31/2004
MOORS & CABOT, INC. (BOSTON MA)
NJ
02/22/2001 - 05/21/2003
MCCONNELL, BUDD & ROMANO, INC. (MORRISTOWN NJ)
BC
Issued 05/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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