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Ryan Scott Saunders

Northwestern Mutual Investment Services, LLC

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About Ryan Scott Saunders

Ryan Saunders is a financial advisor at Northwestern Mutual Investment Services, LLC. Ryan has been in the industry since August 2005 and has a broad range of experience, having worked at both Signator Investors, Inc. and Northwestern Mutual Investment Services, LLC. Ryan holds the Series 6, 7, 9, 10, 26, 63, and 65 licenses as well as the SIE. Ryan is registered in 27 states, and works in the Charlotte, North Carolina area.

Firm Information

Ryan Saunders is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ryan Saunders’s Registration & Firm History

NC

07/07/2006 - Present

Northwestern Mutual Investment Services, LLC (Charlotte NC)

MA

08/03/2005 - 06/19/2006

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 01/12/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/20/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/20/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2007

Series 7 - General Securities Representative Examination

BC

Issued 08/01/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Scott Saunders.
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