Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Pickard is a financial advisor associated with Scotia Capital (usa) Inc. and is registered with the Financial Industry Regulatory Authority (FINRA) under the series 7, 7TO, 79, 24, 31, 63 and 66 registrations. Ryan has been in the financial industry since January 10, 2008 and holds a Series 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/21/2024 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
TX
08/16/2011 - 10/18/2023
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
TX
11/06/2008 - 03/11/2009
SALIENT CAPITAL L.P. (HOUSTON TX)
TX
05/02/2007 - 11/11/2008
SMH CAPITAL INC. (HOUSTON TX)
TX
02/28/2005 - 04/26/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE WOODLANDS TX)
BC
Issued 08/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/22/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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