Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Bristol is a financial advisor currently registered with UBS Financial Services Inc. in Westlake Village, CA. Ryan has been in the financial industry since October 26, 2001, and previously worked for J.P. Morgan Securities LLC, Sanford C. Bernstein & Co., LLC, EPLANNING SECURITIES, INC., FINANCIAL WEST GROUP, BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY DW INC., and GOLDMAN, SACHS & CO.. Ryan holds Series 7, 9, 31, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/26/2021 - Present
UBS Financial Services Inc. (WESTLAKE VILLAGE CA)
CA
04/24/2012 - 02/25/2021
J.P. MORGAN SECURITIES LLC (Westlake Village CA)
CA
06/26/2009 - 04/30/2012
SANFORD C. BERNSTEIN & CO., LLC (LOS ANGELES CA)
CA
04/17/2006 - 06/25/2008
EPLANNING SECURITIES, INC. (MALIBU CA)
NV
02/07/2006 - 04/18/2006
FINANCIAL WEST GROUP (RENO NV)
MA
02/25/2003 - 01/27/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
04/04/2001 - 02/27/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/06/1999 - 03/16/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 03/05/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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