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Ryan Schultz

Imperial Capital, LLC

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About Ryan Schultz

Ryan Schultz is a financial professional registered with Imperial Capital, LLC. Ryan has passed the Series 7TO, Series 79TO, and SIE exams and is licensed in California and New York. Ryan has been working in the industry since July 2023.

Firm Information

Ryan Schultz is currently registered with Imperial Capital, LLC. Imperial Capital, LLC is a Limited Liability Company formed in July 1997. The firm is registered in all 50 states and the District of Columbia. They have been approved for SEC registration and have two Regulatory Event disclosures and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Schultz’s Registration & Firm History

CA

07/24/2023 - Present

Imperial Capital, LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 06/14/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/22/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ryan Schultz.
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