Unclaimed
Ryan Dickey is a financial professional with over 17 years of experience in the industry. Ryan is currently registered with Nomura Securities International, Inc. Ryan has previously been registered with Oppenheimer & Co. Inc., Credit Suisse Securities (USA) LLC and Barclays Capital Inc. Ryan is licensed in all 50 states and the District of Columbia. Ryan specializes in providing research-related services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
07/19/2012 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
11/01/2010 - 07/19/2012
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/14/2006 - 04/12/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/11/2004 - 06/30/2006
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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