Unclaimed
Ryan Rossler is a financial advisor with over 15 years of experience in the industry. Ryan is registered with Great Point Capital LLC in Austin, Texas. Ryan is also registered with the state of Texas. Ryan has a Series 7, Series 55, Series 57TO and Series 63 license, and has passed the SIE Exam. Ryan previously worked at ASSENT LLC in Austin, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/16/2010 - Present
Great Point Capital LLC (AUSTIN TX)
TX
05/23/2008 - 07/26/2010
ASSENT LLC (AUSTIN TX)
BC
Issued 12/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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