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Ryan Robert Vaughn

Wells Fargo Securities, LLC

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About Ryan Robert Vaughn

Ryan Robert Vaughn has been in the financial services industry since January 23, 2009 and is currently registered with Wells Fargo Securities, LLC. Ryan has held previous positions with UBS Securities LLC, MF Global Inc. and Countrywide Securities Corporation. Ryan holds FINRA Series 3, 7, 30, 63, 99 and SIE licenses. Ryan is currently registered with the state of California.

Firm Information

Ryan Vaughn is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Vaughn’s Registration & Firm History

CA

08/20/2013 - Present

Wells Fargo Securities, LLC (EL SEGUNDO CA)

CA

02/09/2012 - 07/25/2013

UBS SECURITIES LLC (LOS ANGELES CA)

CA

10/26/2009 - 12/12/2011

MF GLOBAL INC. (MANHATTAN BEACH CA)

FL

02/16/2007 - 02/08/2008

COUNTRYWIDE SECURITIES CORPORATION (FORT LAUDERDALE FL)

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Licenses & Designations

BC

Issued 03/07/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/19/2013

Series 30 - NFA Branch Manager Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2007

Series 3 - National Commodity Futures Examination

BC

Issued 02/15/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan Robert Vaughn.
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