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Ryan Robert Higgins

GT Securities, Inc.

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About Ryan Robert Higgins

Ryan Robert Higgins is a financial professional with experience in the securities industry. Ryan has passed the Series 63, Series 79 and SIE exams. Ryan is currently registered with GT Securities, Inc. in California and Texas. Prior to joining GT Securities, Inc. Ryan worked at MID-MARKET SECURITIES, LLC, DUFF & PHELPS SECURITIES LLC, and JEFFERIES LLC. Ryan has a background in Investment Banking.

Firm Information

Ryan Higgins is currently registered with GT Securities, Inc.. GT Securities, Inc. is a Corporation formed on December 6, 2001, registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Higgins’s Registration & Firm History

CA

10/01/2021 - Present

GT Securities, Inc. (LOS ANGELES CA)

NY

08/23/2017 - 10/02/2019

MID-MARKET SECURITIES, LLC (MOUNT KISCO NY)

NY

02/01/2016 - 07/30/2016

DUFF & PHELPS SECURITIES LLC (NEW YORK NY)

NY

03/31/2015 - 10/09/2015

JEFFERIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/02/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Ryan Robert Higgins. Review regulatory record here.
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