Unclaimed
Ryan Rue is a financial professional with over 20 years of experience in the industry. Ryan is currently a Registered Representative with Capital Client Group, Inc. Previously, Ryan has held positions at AMVESCAP SERVICES, INC., INVESCO DISTRIBUTORS, INC., and A I M DISTRIBUTORS, INC. Ryan holds FINRA Series 6, 7, 24, and 63 licenses. Ryan's experience includes recommending affiliate as investment advisor of SMA assets and providing other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
09/27/2004 - Present
Capital Client Group, Inc. (CARMEL IN)
GA
08/09/2002 - 07/20/2004
AMVESCAP SERVICES, INC. (ATLANTA GA)
TX
06/14/2000 - 07/26/2002
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
02/03/1999 - 06/06/2000
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 07/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/02/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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