Unclaimed
Ryan Richard has been active in the securities industry since February 27, 2020. Ryan currently works as a registered representative for Avatar Securities, LLC, and has held previous positions with both Avatar Securities, LLC and Seven Points Capital, LLC. Ryan holds both the Series 57TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/28/2024 - Present
Avatar Securities, LLC (NEW YORK NY)
NY
07/23/2021 - 06/12/2023
AVATAR SECURITIES, LLC (NEW YORK NY)
NY
12/10/2018 - 07/19/2021
SEVEN POINTS CAPITAL, LLC (NEW YORK NY)
BC
Issued 12/08/2018
Series 57TO - Securities Trader Exam
BC
Issued 11/16/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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