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Ryan Patrick Tracey

Britehorn Securities

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About Ryan Patrick Tracey

Ryan Tracey is a financial advisor with over 15 years of experience in the industry. Ryan is currently registered with Britehorn Securities and has been active in the securities industry since 2008. Ryan has held positions at several prominent firms including Bigelow Capital Securities LLC, KPMG Corporate Finance LLC, McGladrey Capital Markets, LLC, D.A. Davidson & Co., Chase Investment Services Corp., and NYLIFE Securities Inc. Ryan holds a Series 6, 7, 62, 63, and 79 licenses. Ryan is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Ryan Tracey is currently registered with Britehorn Securities. Britehorn Securities is a Limited Liability Company formed in 2013. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. Britehorn Securities is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Tracey’s Registration & Firm History

CO

02/17/2024 - Present

Britehorn Securities (DENVER CO)

NH

01/04/2017 - 10/16/2023

BIGELOW CAPITAL SECURITIES LLC (PORTSMOUTH NH)

MD

05/16/2012 - 12/22/2016

KPMG CORPORATE FINANCE LLC (BALTIMORE MD)

CA

12/06/2010 - 03/01/2012

MCGLADREY CAPITAL MARKETS, LLC (COSTA MESA CA)

CA

02/01/2012 - 02/13/2012

D.A. DAVIDSON & CO. (COSTA MESA CA)

NY

04/14/2005 - 08/10/2007

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

04/20/2004 - 02/10/2005

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/21/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2015

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 12/03/2010

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/19/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Patrick Tracey.
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