Unclaimed
Ryan Tracey is a financial advisor with over 15 years of experience in the industry. Ryan is currently registered with Britehorn Securities and has been active in the securities industry since 2008. Ryan has held positions at several prominent firms including Bigelow Capital Securities LLC, KPMG Corporate Finance LLC, McGladrey Capital Markets, LLC, D.A. Davidson & Co., Chase Investment Services Corp., and NYLIFE Securities Inc. Ryan holds a Series 6, 7, 62, 63, and 79 licenses. Ryan is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/17/2024 - Present
Britehorn Securities (DENVER CO)
NH
01/04/2017 - 10/16/2023
BIGELOW CAPITAL SECURITIES LLC (PORTSMOUTH NH)
MD
05/16/2012 - 12/22/2016
KPMG CORPORATE FINANCE LLC (BALTIMORE MD)
CA
12/06/2010 - 03/01/2012
MCGLADREY CAPITAL MARKETS, LLC (COSTA MESA CA)
CA
02/01/2012 - 02/13/2012
D.A. DAVIDSON & CO. (COSTA MESA CA)
NY
04/14/2005 - 08/10/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
04/20/2004 - 02/10/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 12/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/03/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/19/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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