Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Patrick O'Connor is a financial advisor with First Kentucky Securities Corp. Ryan O'Connor has been working in the financial services industry since 2009. Ryan O'Connor is a registered representative of First Kentucky Securities Corp. and is also registered as an investment advisor representative in Kentucky. Ryan O'Connor holds the Series 66, Series 7, Series 24, Series 27, Series 53, and Series 4 licenses. Ryan O'Connor is also a Certified Financial Planner. Ryan O'Connor has prior experience with UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Commissions for fixed income principal transactions
1
2
KY
11/19/2014 - Present
First Kentucky Securities Corp. (LOUISVILLE KY)
KY
07/15/2009 - 06/02/2014
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
BOTH
Issued 08/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2019
Series 4 - Registered Options Principal Examination
BC
Issued 09/30/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/15/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/14/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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