Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Mulligan is a financial advisor with Independent Financial Partners. Ryan has been in the financial industry since 2014. Ryan has a wide range of experience in the financial services industry, including working with MML Investors Services, LLC, Barings Securities LLC, and LPL Financial LLC. Ryan is a registered representative with both FINRA and the state of North Carolina and South Carolina and also holds a state registration as an investment advisor representative. Ryan is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
NC
10/04/2024 - Present
Independent Financial Partners (Sherrills Ford NC)
NC
11/01/2017 - 08/15/2018
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
10/06/2016 - 09/29/2017
BARINGS SECURITIES LLC (CHARLOTTE NC)
NC
10/21/2015 - 10/11/2016
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
MA
05/13/2014 - 07/21/2015
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
BOTH
Issued 11/05/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2018
Series 4 - Registered Options Principal Examination
BC
Issued 01/15/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/08/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 05/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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