Unclaimed
Ryan Patrick Johnson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Ryan has been in the industry since 2010 and has a strong track record of providing personalized financial advice. Ryan is licensed to sell securities in 53 states and holds multiple FINRA and state licenses, including Series 7, 63, and 52.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/09/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DENVER CO)
MN
05/17/2013 - 04/12/2017
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
12/06/2011 - 04/12/2017
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
12/06/2011 - 04/12/2017
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NY
05/19/2011 - 04/12/2017
ROYAL ALLIANCE ASSOCIATES, INC. (NEW YORK NY)
TX
03/21/2013 - 04/29/2016
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
NY
07/13/2009 - 05/28/2010
FTN FINANCIAL SECURITIES CORP (WESTBURY NY)
BC
Issued 08/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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