Unclaimed
Ryan Ashby is a financial advisor with Athene Securities, LLC. Ryan has been in the financial industry since March 4, 2001. He holds the Series 7, Series 31, Series 63, and Series 66 licenses, as well as the SIE. Ryan has previously worked for Pacific Select Distributors, LLC, ING Investments Distributor, LLC and Dean Witter Reynolds Inc. Ryan is currently registered in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
04/18/2017 - Present
Athene Securities, LLC (WEST DES MOINES IA)
CA
05/13/2014 - 10/17/2016
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
FL
03/08/2001 - 05/02/2014
ING INVESTMENTS DISTRIBUTOR, LLC (NAPLES FL)
NY
08/02/2000 - 02/12/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 06/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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