Unclaimed
Ryan pang wei Lim is a financial professional with over two years of experience in the industry. Ryan pang wei Lim currently holds a Series 63, Series 65, Series 79TO, Series 52TO and SIE licenses and is registered to conduct business in New York. Ryan pang wei Lim is currently employed by Samuel A. Ramirez & Company, Inc. where they have been employed since March 6, 2024. Previously, Ryan pang wei Lim worked at CITIGROUP GLOBAL MARKETS INC. from March 20, 2023 to March 7, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2024 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
03/20/2023 - 03/07/2024
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/25/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/17/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/18/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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