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Ryan pang wei Lim

Samuel A. Ramirez & Company, Inc.

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About Ryan pang wei Lim

Ryan pang wei Lim is a financial professional with over two years of experience in the industry. Ryan pang wei Lim currently holds a Series 63, Series 65, Series 79TO, Series 52TO and SIE licenses and is registered to conduct business in New York. Ryan pang wei Lim is currently employed by Samuel A. Ramirez & Company, Inc. where they have been employed since March 6, 2024. Previously, Ryan pang wei Lim worked at CITIGROUP GLOBAL MARKETS INC. from March 20, 2023 to March 7, 2024.

Firm Information

Ryan pang wei Lim is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan pang wei Lim’s Registration & Firm History

NY

03/06/2024 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

03/20/2023 - 03/07/2024

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/25/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/17/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/17/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/18/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/25/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan pang wei Lim.
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