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Ryan P Griswold

Rothschild & Co. US Inc.

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About Ryan P Griswold

Ryan Griswold has been in the financial services industry since 2008. Ryan is a Registered Representative of Rothschild & Co. US Inc. and holds Series 7, 24, 63, 79, and SIE licenses. Ryan was previously with J.P. Morgan Securities LLC. Ryan is currently registered in all 50 states, District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Ryan Griswold is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Griswold’s Registration & Firm History

NY

08/18/2022 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

NY

10/01/2008 - 07/31/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

09/08/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/09/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan P Griswold.
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