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Ryan P Dumond

THE Leaders Group, Inc.

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About Ryan P Dumond

Ryan Dumond is a financial advisor at The Leaders Group, Inc. based in LITTLETON, CO. Ryan has over 20 years of experience in the financial services industry. Ryan is a registered representative with FINRA, a Series 6, Series 7, and Series 63 licensed professional. Ryan previously held positions at AXA DISTRIBUTORS, LLC, SAYBRUS EQUITY SERVICES, INC, and PHOENIX EQUITY PLANNING CORPORATION. Ryan has been with The Leaders Group, Inc. since 2017.

Firm Information

Ryan Dumond is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Dumond’s Registration & Firm History

CO

02/22/2017 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CT

08/10/2011 - 01/04/2016

AXA DISTRIBUTORS, LLC (FARMINGTON CT)

CT

09/15/2010 - 07/22/2011

SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)

CT

02/04/2009 - 09/15/2010

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

CT

06/09/2006 - 02/04/2009

PHOENIX EQUITY PLANNING CORPORATION (WETHERSFIELD CT)

CT

01/13/2004 - 02/03/2006

WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)

CT

05/17/2002 - 10/14/2003

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

CA

04/12/2001 - 04/04/2002

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

MA

01/02/2000 - 11/08/2000

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

BC

Issued 01/05/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2000

Series 7 - General Securities Representative Examination

BC

Issued 12/27/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan P Dumond.
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