Unclaimed
Ryan O'neal Shelby is a financial advisor in New Orleans, LA who is registered with Capital One Securities, Inc.. Ryan has been in the industry since 2016. Ryan holds Series 7, 86, 87 and SIE licenses. Ryan is registered with FINRA and has a state registration in Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
LA
07/08/2017 - Present
Capital ONE Securities, Inc. (NEW ORLEANS LA)
MN
03/04/2005 - 12/20/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
03/04/2005 - 12/20/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 06/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/07/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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