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Ryan O'neal Shelby

Capital ONE Securities, Inc.

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About Ryan O'neal Shelby

Ryan O'neal Shelby is a financial advisor in New Orleans, LA who is registered with Capital One Securities, Inc.. Ryan has been in the industry since 2016. Ryan holds Series 7, 86, 87 and SIE licenses. Ryan is registered with FINRA and has a state registration in Louisiana.

Firm Information

Ryan Shelby is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Shelby’s Registration & Firm History

LA

07/08/2017 - Present

Capital ONE Securities, Inc. (NEW ORLEANS LA)

MN

03/04/2005 - 12/20/2005

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

03/04/2005 - 12/20/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 06/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2017

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/07/2017

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/08/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ryan O'neal Shelby.
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