Unclaimed
Ryan Nolan Connelly is a financial advisor with over 20 years of experience in the financial services industry. Ryan is registered with LPL Financial LLC and has a broad range of experience serving clients across various investment needs. Ryan holds several industry certifications, including Series 3, 6, 7, 10, 24, 63, and 66. Ryan has previously worked with firms such as Waddell & Reed, Morgan Stanley, and Harris Investor Services. Ryan is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/21/2021 - Present
LPL Financial LLC (GURNEE IL)
IL
05/01/2015 - 07/21/2021
WADDELL & REED (MOKENA IL)
IL
06/01/2009 - 05/15/2015
MORGAN STANLEY (CHICAGO IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
IL
12/09/2005 - 04/09/2007
HARRIS INVESTOR SERVICES, INC. (WINNETKA IL)
NJ
05/01/2002 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
NE
01/18/2002 - 05/24/2002
AMERITAS INVESTMENT CORP. (LINCOLN NE)
WA
12/20/2001 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
MN
12/17/1998 - 11/28/2001
TCF SECURITIES, INC. (MINNEAPOLIS MN)
BOTH
Issued 02/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2015
Series 24 - General Securities Principal Examination
BC
Issued 12/13/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2013
Series 3 - National Commodity Futures Examination
BC
Issued 01/22/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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