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Ryan Nicholas Noto

Lincoln Financial Distributors, Inc.

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About Ryan Nicholas Noto

Ryan Noto is a financial professional with over 13 years of experience in the industry. Ryan is currently registered with Lincoln Financial Distributors, Inc. Ryan has held previous roles at OSAIC WEALTH, INC., WOODBURY FINANCIAL SERVICES, INC., PRINCIPAL SECURITIES, INC., LIQUID CAPITAL SECURITIES, LLC, WEDBUSH SECURITIES INC. and UBS FINANCIAL SERVICES INC.

Firm Information

Ryan Noto is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Noto’s Registration & Firm History

PA

03/07/2024 - Present

Lincoln Financial Distributors, Inc. (RADNOR PA)

CA

01/19/2024 - 03/05/2024

OSAIC WEALTH, INC. (SOUTH PASADENA CA)

CA

11/03/2022 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (SOUTH PASADENA CA)

CA

06/19/2017 - 09/15/2022

PRINCIPAL SECURITIES, INC. (COSTA MESA CA)

IL

10/02/2013 - 09/10/2014

LIQUID CAPITAL SECURITIES, LLC (EVANSTON IL)

CA

03/24/2008 - 10/19/2012

WEDBUSH SECURITIES INC. (LOS ANGELES CA)

CA

02/12/2007 - 03/20/2008

UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)

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Licenses & Designations

IA

Issued 11/22/2017

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 10/09/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2013

Series 3 - National Commodity Futures Examination

BC

Issued 04/03/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/09/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Nicholas Noto.
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