Unclaimed
Ryan Miles is a financial advisor with Regions Securities LLC in Dallas, TX. Ryan has over 10 years of experience in the financial services industry, having previously worked at BBVA Securities Inc, BBVA Compass Investment Solutions, Inc, and Jefferies & Company, Inc. Ryan is registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 7, Series 63, SIE and Series 79TO licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/20/2019 - Present
Regions Securities LLC (Dallas TX)
TX
05/16/2013 - 07/12/2013
BBVA SECURITIES INC. (DALLAS TX)
TX
03/24/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (DALLAS TX)
NC
12/11/2007 - 12/16/2008
JEFFERIES & COMPANY, INC. (CHARLOTTE NC)
BC
Issued 07/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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