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Ryan Michael Vaughan

BNP Paribas Securities Corp.

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About Ryan Michael Vaughan

Ryan Vaughan is a registered representative with BNP Paribas Securities Corp. Ryan has been in the securities industry for over 17 years. Ryan has a Series 63, Series 3, and Series 7. Ryan was previously registered with RBC Capital Markets, LLC, Barclays Capital Inc., and Lehman Brothers Inc. Ryan is licensed to sell securities in 15 states.

Firm Information

Ryan Vaughan is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Vaughan’s Registration & Firm History

NY

03/12/2020 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

05/17/2017 - 01/23/2020

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/22/2008 - 06/05/2017

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/13/2004 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/13/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2007

Series 3 - National Commodity Futures Examination

BC

Issued 09/10/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan Michael Vaughan.
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