Unclaimed
Ryan Michael Thomas is a financial advisor with Smbc Nikko Securities America, Inc. based in New York, NY. Ryan has been a financial advisor for over 5 years and is registered to provide securities related advice in all 50 states. Ryan has a strong foundation in investment banking and is equipped to provide a wide range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/29/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
12/06/2016 - 05/25/2022
TD SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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