Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Swan is a financial professional with over 12 years of experience in the industry. Ryan is currently registered as a Registered Representative (RR) and Investment Advisor Representative (IAR) with Merrill Lynch, Pierce, Fenner & Smith Inc. Before joining Merrill Lynch, Ryan held roles at Wells Fargo Clearing Services, LLC, PNC Investments, and Edward Jones. Ryan holds FINRA Series 7 and 66 licenses, as well as the Securities Industry Essentials (SIE) exam. Ryan has expertise in a variety of specializations including Portfolio Management for Individuals and Businesses, Pension Consulting, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/27/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BALA CYNWYD PA)
PA
07/14/2014 - 05/19/2023
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
NJ
02/06/2014 - 06/19/2014
PNC INVESTMENTS (BRIDGEWATER NJ)
NJ
05/31/2011 - 06/27/2013
PNC INVESTMENTS (HADDONFIELD NJ)
PA
01/26/2010 - 01/06/2011
EDWARD JONES (NEWTOWN PA)
BOTH
Issued 02/05/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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