Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Michael Shock is a financial advisor with Janus Henderson Distributors US LLC, specializing in financial planning and investment services. Ryan has been working in the financial services industry for over 2 years, and is registered to provide investment advice in Colorado and California. He holds FINRA Series 63, Series 7, Series 9, and Series 10 licenses, as well as the SIE Exam. Prior to joining Janus Henderson Distributors US LLC, Ryan was employed with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/29/2024 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
10/21/2021 - 01/04/2024
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BC
Issued 10/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/27/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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