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Ryan Michael Roe

MMA Securities LLC

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About Ryan Michael Roe

Ryan Michael Roe is a financial professional with over 15 years of experience in the financial services industry. Ryan is currently registered with MMA Securities LLC. Previously, Ryan has been registered with Mutual of America Securities LLC, Mutual of America Life Insurance Company and Vanguard Marketing Corporation. Ryan holds the Series 6, 7 and 63 securities licenses as well as the SIE exam. Ryan is a Chartered Financial Consultant. Ryan focuses on advisory services to retirement plan participants, pension consulting, educational seminars and selection of other advisers.

Firm Information

Ryan Roe is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Ryan Roe’s Registration & Firm History

MO

01/23/2024 - Present

MMA Securities LLC (St. Louis MO)

MO

02/02/2016 - 06/23/2022

MUTUAL OF AMERICA SECURITIES LLC (ST. LOUIS MO)

AZ

02/02/2016 - 11/11/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (PHOENIX AZ)

AZ

11/13/2007 - 01/11/2016

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 11/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2011

Series 7 - General Securities Representative Examination

BC

Issued 11/12/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Michael Roe.
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