Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Michael Hickey is an Investment Advisor Representative, currently registered with Raymond James & Associates, Inc. in Colorado Springs, Colorado. Ryan has been in the securities industry since 2001 and has previously held positions at WELLS FARGO CLEARING SERVICES, LLC, UBS FINANCIAL SERVICES INC., BATHGATE CAPITAL PARTNERS LLC, and LINSCO/PRIVATE LEDGER CORP.. Ryan has a strong background in financial planning, portfolio management for individuals and businesses, and educational seminars. Ryan is also a registered Investment Advisor Representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/02/2018 - Present
Raymond James & Associates, Inc. (COLORADO SPRINGS CO)
CO
03/14/2008 - 01/24/2018
WELLS FARGO CLEARING SERVICES, LLC (COLORADO SPRINGS CO)
CO
04/23/2007 - 03/26/2008
UBS FINANCIAL SERVICES INC. (COLORADO SPRINGS CO)
CO
04/21/2006 - 04/13/2007
BATHGATE CAPITAL PARTNERS LLC (COLORADO SPRINGS CO)
CO
05/05/2004 - 04/24/2006
LINSCO/PRIVATE LEDGER CORP. (COLORADO SPRINGS CO)
NJ
06/15/2001 - 05/10/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 04/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2001
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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