Unclaimed
Ryan Michael Duclos has been in the financial industry since October 28, 2003 and is currently registered with National Financial Services LLC. Ryan has previously been registered with BANC OF AMERICA INVESTMENT SERVICES, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, and QUICK & REILLY, INC. Ryan holds the Series 66, 24, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
05/08/2007 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
02/03/2006 - 01/03/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
CA
04/12/2005 - 01/26/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
10/20/2004 - 03/21/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
05/30/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 11/06/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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