Unclaimed
Ryan Chapman has been in the financial industry since December 2007 and is currently registered with Blackstone Securities Partners LP. Previously, Ryan Chapman has worked with several other firms including NYLIFE Distributors LLC, Ridgeworth Distributors LLC, Quasar Distributors, LLC, OppenheimerFunds Distributor, Inc., and NYLIFE Securities LLC. Ryan Chapman holds Series 7, 6, 63, and 65 licenses, as well as the SIE and Series 79TO exams. Ryan Chapman specializes in Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/12/2017 - Present
Blackstone Securities Partners LP (SAN FRANCISCO CA)
NJ
06/23/2014 - 04/10/2017
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
ME
04/28/2014 - 06/06/2014
RIDGEWORTH DISTRIBUTORS LLC (PORTLAND ME)
ME
12/01/2011 - 04/11/2014
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
01/15/2008 - 11/03/2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
DE
12/11/2006 - 04/04/2007
NYLIFE SECURITIES LLC (NEWARK DE)
IA
Issued 12/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2018
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/08/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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