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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Matthew Roffina is a financial advisor at D.a. Davidson & Co. based in Denver, CO. Ryan has been in the financial industry since 2004 and is a Series 7, Series 24, Series 31, Series 52TO and Series 53 licensed professional. Ryan previously worked at Janney Montgomery Scott LLC, where he provided financial advice to clients in the Philadelphia, PA area. Ryan's areas of expertise include portfolio management for businesses and individuals, as well as financial planning and pension consulting. He is dedicated to providing his clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/18/2024 - Present
D.a. Davidson & Co. (DENVER CO)
PA
06/23/2004 - 03/19/2024
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
BC
Issued 07/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/03/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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