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Ryan Matthew Kraut

Northwestern Mutual Investment Services, LLC

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About Ryan Matthew Kraut

Ryan Matthew Kraut is a financial advisor with Northwestern Mutual Investment Services, LLC. Ryan has been a registered representative in the securities industry since December 2012 and has a Series 6, 7TO, 63 and 65 license. Ryan has also passed the Securities Industry Essentials (SIE) exam. Ryan is registered in 23 states, including Washington, where Ryan is also registered as an investment advisor representative. Ryan has been with Northwestern Mutual since 2012, working with clients from a variety of backgrounds. Ryan is committed to helping individuals and families achieve their financial goals.

Firm Information

Ryan Kraut is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

601 UNION ST STE 2500

SEATTLE, WA 98101

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ryan Kraut’s Registration & Firm History

WA

01/02/2014 - Present

Northwestern Mutual Investment Services, LLC (SEATTLE WA)

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Licenses & Designations

IA

Issued 12/23/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/1/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/17/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/10/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Matthew Kraut.
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